A firm must taken into account the nature, scale and complexity of its business and the nature and range of investments services and activities undertaken.
Panelists from Bank of America, NatWest and Natixis discussed the challenges of multiple trade venues.
Alex Viall5 min read
FCA says new rules will make it easier to buy insight and analysis across borders. We spoke to Seung Earm from Ibex Compliance for the industry view.
Jean Hurley2 min read
Government concern about the state of the energy markets has led to new rules, and to action by regulators targeted at the energy and commodity sector.
Alex Viall5 min read
Survey finds only 9% of firms are ready to handle the EU's Markets in Crypto-Assets Regulation.
Carmen Cracknell1 min read
The proposal includes a new RTS that converts current guidelines on the cost of market data into legal obligations.
Thomas Hyrkiel1 min read
Assessing amendments to the regulation on wholesale market integrity and transparency.
Anna Carrier | Norton Rose Fulbright LLP12 min read
The FCA has put forward plans for a new way to pay for investment research.
Tom Callaby | CMS, Ash Saluja | CMS3 min read
Consolidated publication systems and pre-trade transparency obligations among measures to be introduced.