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A firm must taken into account the nature, scale and complexity of its business and the nature and range of investments services and activities undertaken.
Survey finds only 9% of firms are ready to handle the EU's Markets in Crypto-Assets Regulation.
Carmen Cracknell1 min read
The proposal includes a new RTS that converts current guidelines on the cost of market data into legal obligations.
Thomas Hyrkiel1 min read
Assessing amendments to the regulation on wholesale market integrity and transparency.
Anna Carrier | Norton Rose Fulbright LLP12 min read
The FCA has put forward plans for a new way to pay for investment research.
Tom Callaby | CMS, Ash Saluja | CMS3 min read
Consolidated publication systems and pre-trade transparency obligations among measures to be introduced.
Brussels rushes to update new legislation after oversight in new rules.
The Financial Times2 min read
Irish stockbroking firm Goodbody fined for breaching MAR obligations.
Jean Hurley3 min read
Reporting from Global Relay’s quarterly asset manager compliance roundtable - December 2023.
Alex Viall5 min read